About Us
We are a consultancy of experts in UK and EU financial regulation. We specialise in the regulation of global financial, credit and payment institutions, family offices, and fintech enterprises. We are led by the Managing Director. He is a qualified and practising barrister of 24 years’ call to the Bar, and he is approved by the FCA and the PRA to perform SMF16 and SMF17 functions.
We have more than 20 years’ experience, working in the City of London for tier 1 banks, tier 2 investment banks, insurance companies, asset managers, foreign exchange traders, the Regulators, and global law firms.
Our philosophy is Excellence, Transparency and Efficiency.
Our depth of knowledge and experience is such, that we understand not only how our clients work but also their commercial objectives and imperatives, which invariably are budget and time sensitive. This is why each mandate necessarily is costed according both to the nature of the work to be undertaken, and the client’s desired outcome as well as the time frame and budget within which delivery is required. We provide the client with an experienced and trusted talent pool from which they select the best fit for their project, their team and their business. In relation to our talent pool, we partner with bankers, accountants and lawyers - only those with whom we have worked previously and successfully.